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Approval status and evidence for WHO essential medicines for children in the United States, United Kingdom, and Japan: a cross-sectional study
Journal of Pharmaceutical Policy and Practice volume 10, Article number: 4 (2017)
The WHO Model List of Essential Medicines for Children (EMLc) covers medicines for globally high-burden diseases. Regulatory approval in high-income countries ensures evidence and dosage form but usually focuses on diseases common in those countries and not in low- and middle-income countries.
This cross-sectional study assessed supporting evidence for the 346 medicines in the 5th WHO EMLc and their approval data from the United States, United Kingdom, and Japan.
Of the 346 EMLc medicines, 307 were approved in one or more of the three countries, 278 of which had supporting evidence of efficacy. The percentage of medicines approved in one or more of the three countries was lowest for antiparasitics (60%) whereas 100% for medicines for cancers and musculoskeletal and respiratory conditions were approved. Five of the 30 EMLc antineoplastics had no supporting paediatric evidence. Of the 39 EMLc medicines unapproved in all three countries, 26 were indicated for neglected infectious diseases (NIDs). Ten of the 26 had supporting paediatric evidence. Seventeen of the 39 unapproved medicines had no paediatric dosage form available, and all 17 were indicated for NIDs.
Most EMLc medicines for diseases common in the three countries had supporting evidence, which was closely associated with approval, whereas a substantial number of medicines for NIDs were unapproved in the three countries, regardless of whether they had supporting evidence. Because of the limited contribution to the EMLc from high income countries, appropriate incentive mechanisms for pharmaceutical companies are required to make paediatric development for NIDs feasible and effective.
The lack of authorised medicines for children has been an issue of global concern [1–4]. Pharmaceutical companies have been reluctant to invest in developing specific treatments or adapting existing medicines to meet the needs of the paediatric population, mainly because the market is small and therefore of lower commercial interest. The lack of paediatric development raises the ethical concern that children have not benefitted from therapeutic options to the same extent as adults [5, 6].
Age-appropriate dosage forms represent another obstacle in paediatric medication. The absence of an appropriate dosage form for children often results in suboptimal compliance with recommended drug regimens and undermines efficacy or safety . World Health Assembly resolution 60.20 urges member states to take steps to identify age-appropriate paediatric dosage forms that are less expensive to produce, more heat stable, and more convenient to transport than traditional ones . There are few financial incentives, however, for pharmaceutical companies to provide paediatric dosage forms with relevant evidence of efficacy, safety, and tolerability .
The World Health Organization (WHO) Model List of Essential Medicines for Children (EMLc)  provides a priority list of medicines for paediatric health care needs. Revision and updating of the EMLc by the WHO Expert Committee on the Selection and Use of Essential Medicines  requires evaluation of the scientific evidence, based on the comparative effectiveness, safety, cost-effectiveness, and public health need of the medicines. The Committee’s additions to the EMLc are expected to support efforts to reduce the cost of EMLc medicines, as in the case of antiretrovirals . Whereas evidence-based recommendation is essential for regulatory approval in high-income countries (HICs), robust evidence is often unavailable for high-burden conditions such as neglected infectious diseases (NIDs)  prevalent in low- and middle-income countries (LMICs). Reviewing applications for the EMLc is challenging because the Committee must often make decisions to ensure access to indispensable treatment in the absence of evidence. This is the reason WHO uses the Grading of Recommendations Assessment, Development and Evaluation (GRADE) approach  to make recommendations for medicine use in areas where there is a lack of evidence.
Compared with reviews in EMLc, clinical trials to provide evidence are essential for regulatory approval of medicines for children in HICs. Development and regulation of medicines are coordinated among International Conference on Harmonisation of Technical Requirements for Registration of Pharmaceuticals for Human Use (ICH) countries, all of which are HICs. The ICH Tripartite Guideline  stipulates conditions for paediatric medicinal product development. ICH regulatory authorities, the United States Food and Drug Administration (FDA), the European Medicines Agency, and the Pharmaceutical and Medical Devices Agency (PMDA), all review the clinical trial data. Considerable attention is paid to internal validity, safety, efficacy, and manufacturing, and focus on the risk-benefit profile of a product. Subsequent drug approval is independent of the public health perspective and the cost of the medicine.
HICs have not directly improved access to the EMLc medicines  and may even exploit children in LMICs [16, 17] to establish evidence. For example, in a clinical trial involving premature babies with respiratory distress syndrome that was led by a company from the United States (US), some participants were to be given a placebo despite the availability of drugs for the condition . However, HICs can contribute to the EMLc in cooperation with the WHO. The paediatric medicine initiatives of HICs  have established and expanded networks with specific expertise in performing clinical trials and have improved the scientific evidence and availability of paediatric dosage forms. These data have helped the Committee  to review and update the EMLc.
The aim of the present study was to investigate the implications of approval in HICs and supporting evidence of efficacy for the EMLc medicines. For this purpose, we analysed the evidence and approval status of EMLc medicines in the US, United Kingdom (UK), and Japan, which are all members of the ICH.
Definition of approval status and analysis of approved products
This study included medicines appearing on the 5th EMLc . We identified labels available in July 2015 from the DailyMed  and Drugs@FDA websites  for US Structured Product Labels, the electronic Medicines Compendium  and the Medicines and Healthcare Products Regulatory Agency websites  for UK Summaries of Product Characteristics, and the website of the PMDA  for Japanese labels. We selected these countries for our comparison because of the similarities in their drug regulations, as all three are members of the ICH. The UK provides a good comparison with the US and Japan because it shares a common language with the US and provides universal pharmaceutical coverage, as does Japan.
When the product label covered the indication, dosage, and route of administration for children at any age, the label was considered to be approved for paediatric use . If a medicine had been discontinued as a prescription drug but was available as an over-the-counter drug for children, we designated it as approved. In addition to the paediatric approval status, we also checked the dosage form on the label to determine whether it covered any of the paediatric dosage forms on the WHO list. When we found any paediatric dosage form available in at least one of the three countries, we considered the paediatric dosage form to be available. To enable data from the current study to be used for comparison in future studies, we analysed the data according to the Anatomical Therapeutic Chemical (ATC) Classification System , which classifies drugs by the organ or system on which they act and their therapeutic, pharmacological, and chemical properties.
Definition of supporting evidence and analysis of evidence
To evaluate the supporting evidence for each medicine, we used the DRUGDEX® System (Truven Health Analytics, Ann Arbor, MI, USA) , which is recognised by the Centers for Medicare and Medicaid Services as a pharmaceutical compendium that describes the efficacy and scientific documentation for prescription drugs and has been used to approve payment. When the efficacy of a medicine was described as “Effective” or “Evidence favors efficacy” on DRUGDEX, we considered that supporting evidence was available for the indication. When the therapeutic use was indicated as “See Drug Consult reference” and the dosage and route of administration for children were specified in the reference, we considered that supporting evidence was available for the medicine. When the efficacy of a medicine was described as “Evidence is inconclusive” or “Ineffective”, we considered that supporting evidence was not available for the indication. When a medicine or its evidence was not listed on DRUGDEX, we designated it as “No evidence”.
There were a total of 346 medicines on the 5th EMLc (see Additional file 1). Table 1 shows that approval status in the three countries is closely related to evidence of efficacy. Supporting evidence was provided for 287 (91%) of the 307 medicines approved in the US, UK or Japan whereas evidence was available for only 13 (33%) of the 39 medicines unapproved in in the three countries.
There were 29 medicines approved in one or more of the three countries without supporting paediatric evidence. These medicines are classified in Table 2 according to supporting evidence in children and adults. Of the 29 medicines, 26 had supporting evidence in adults.
In Japan, 162 (47%) of the 346 EMLc medicines were unapproved for children whereas 78 (22%) and 66 (19%) were unapproved in the US and UK, respectively (Table 3). Less than half of the 346 EMLc medicines (160; 46%) were approved in all three countries whereas 307 (89%) were approved in at least one of the three countries.
Table 4 shows the number of medicines according to approval status and ATC code. Anti-infectives (code J) were most represented (99/346; 29%), followed by antiparasitics (code P) (40/346; 12%). Antiretrovirals included in anti-infectives and itemized in Additional file 1 (Nos.113–126) were all approved in one or more of the three countries. The percentage of medicines approved in one or more of the three countries was lowest for antiparasitics (24/40; 60%) whereas it was 100% for antineoplastics and medicines for musculoskeletal and respiratory systems. Of the 30 antineoplastics listed in Table 4 and itemized in Additional file 1 (Nos.168–197), only eight, including three corticosteroids and two supportive care agents, were categorised as effective whereas five cytotoxic agents (bleomycin, cisplatin, etoposide, ifosfamide, and vinblastine) were categorised as no evidence.
There were 39 medicines unapproved for use in children in all three countries. Of these, 26 were indicated for NIDs. Table 5 shows the 39 medicines classified according to supporting evidence in children or adults. Of these, there was supporting paediatric evidence for 13 (Table 6) but inconclusive or no evidence for 26 medicines. Of the 13 with supporting paediatric evidence but unapproved in the three countries, 10 were indicated for NIDs (Table 6). Of the 26 without paediatric evidence, there was supporting evidence for use in adults for 17 medicines (Table 7). The therapeutic uses for these 17 include NIDs and rare diseases in children, e.g., coagulation factor deficiency, mydriasis induction in cataract surgery, and ethylene glycol toxicity. Nine medicines unapproved in all three countries had no supporting evidence in either adults or children (Table 8). Eight of these nine medicines, excluding morphine for sedation, were indicated for NIDs.
Regarding the availability of a paediatric dosage form for the 39 medicines unapproved for children in all three countries, 17 had no paediatric dosage form (Table 9). All 17 of these were indicated for NIDs. Of these 17 medicines, 12 had no supporting evidence in children.
This study revealed that most of the EMLc medicines for diseases common in HICs had supporting evidence that was closely associated with approval in the three countries whereas medicines for diseases prevalent in LMICs but not in HICs were on the list as essential even though they were unapproved in the three countries or had no supporting evidence.
Although regulation of medicines is basically harmonised among the US, UK, and Japan, which are all members of the ICH, we found that the approval gaps between the US and Japan and between the UK and Japan were much larger than that between the US and the UK. Another study reported similar gaps between the US and Japan in medicines for adults . The unique requirement of domestic dose-finding studies  has likely resulted in delays in filing applications for new medicines of non-Japanese origin, which subsequently created the gap for paediatric approval in Japan. Extrapolation of adult data for paediatric approval, if possible, would help to close this gap. However, the ICH E11 guideline for clinical trials in the paediatric population  stipulates that pharmacokinetic studies should generally be performed to support development of dosage forms and determine pharmacokinetic parameters in different age groups, so as to support dosing recommendations.
Paediatric medicine initiatives in the US and European Union (EU) have aimed to improve the availability of medicines for children . In contrast with the US and EU, no comprehensive legislation exists in Japan to provide incentives and facilitate paediatric development. Although Japan has enhanced its contribution to international harmonisation through the ICH and has followed the US and EU by enacting its own paediatric medicine initiatives, the progress of these regulatory reforms has been modest [18, 29].
The approval status of EMLc medicines in the three countries varied depending upon therapeutic area. Medicines for diseases common in HICs, e.g., HIV infection, respiratory diseases and cancers, were all approved in one or more of the three countries. Although all 30 antineoplastics were approved, their evidence was not always robust; five cytotoxic agents were categorised as having no evidence. This means that when reviewing antineoplastics, regulatory authorities in these three countries might give priority to effectiveness rather than to efficacy. The recent proposal of the WHO Expert Committee’s 2015 meeting with respect to antineoplastics  opened up the doors to rigorous evidence requirements for other categories of medicines.
Among the 39 medicines unapproved in all three countries studied, there were differences in the gradient of supporting evidence and in the availability of a paediatric dosage form. Although evidence is essential for regulatory approval in HICs, medicines with good evidence do not always receive approval. Of the 39 medicines, 13 with supporting evidence were for diseases rare among children in HICs; 10 of the 13 were for NIDs. Because of the small market and low financial interest, there are few financial incentives for pharmaceutical companies to seek approval for the 13 medicines with supporting evidence in children. Although paediatric dosage forms are unavailable in the US, UK, and Japan for five of these 13 medicines, appropriate dosage forms may be available in another country or could be developed via options other than full development [30, 31].
Of the other 26 medicines unapproved in all three countries without supporting paediatric evidence, 17 had evidence in adults. The lack of paediatric evidence likely results from limited numbers of study participants, probably because the prevalence of most indications for the 17 medicines is very low in HICs. The need for separate paediatric development may be reduced by extrapolating prior knowledge acquired during the development of these medicines for adults, on the basis of assuming a similar disease for the proposed paediatric indication [31, 32]. The remaining nine of the 26 unapproved medicines have no evidence in either adults or children. Eight of these nine, excluding morphine for sedation, are antiparasitic or anti-infective products indicated for NIDs.
The distribution of EMLc medicines according to therapeutic area shows that the EMLc addresses the most pressing public health concerns of children around the world, namely, NIDs . Our study showed that 26 of the 39 medicines unapproved in all three countries were indicated for NIDs. Whereas all of the antiretrovirals listed on the EMLc were approved in one or more of the three countries assessed, we found that 40% of antiparasitics were unapproved in all three countries despite their public health relevance in LMICs. This distinction highlights the interest of HICs regarding infectious diseases that are prevalent in their own countries but not in LMICs.
Pharmaceutical companies, in association with researchers, are the key stakeholders in paediatric development. Incentives are imperative for them to develop medicines for NIDs [33, 34] because the market potential is quite low and external funding has been reduced . A combination of push and pull incentive mechanisms  has been proposed as being suitable to promote clinical development for NIDs. Push mechanisms, such as research grants or publicly financed institutions, support basic research whereas pull mechanisms, such as priority review vouchers or extension of the medicine’s exclusivity period , have the potential to stimulate research and development of medicines for NIDs. Because of the limited resources in LMICs, these incentives should be applied to paediatric development for NIDs of high priority, which are the WHO roadmap targets for eradication and elimination .
Several limitations of this analysis should be noted. First, we used DRUGDEX as the only source, to classify supporting evidence of efficacy. Whereas this database is well recognised and is easily available, it is compiled by an expert working group in an HIC, namely, the US. By defining the presence or absence of supporting evidence according to DRUGDEX, the evidence we identified as “no evidence” may include varying degrees of scientific evidence that fell short of our definition. This limitation would be particularly applicable to medicines for NIDs. Second, because we had to rely on data collected for different purposes by other groups, we were limited in our ability to capture the gradient of evidence for EMLc medicines. Third, we could not address social obstacles to accessing EMLc medicines such as cost, intellectual property, or logistics, because we focused on the scientific aspects of the EMLc. Finally, we were limited to collecting approval data from the US, UK, and Japan and omitted approvals and development outside these regions.
HICs have made a substantial contribution to improve the scientific evidence and availability of paediatric dosage forms for EMLc in some therapeutic areas, such as antiretrovirals and antineoplastics. To date, however, there has been little commitment of HICs to NIDs given their large economies. Deficiencies in the ability to meet the critical needs of children worldwide remain, particularly with respect to NIDs. To make paediatric development for NIDs feasible and effective, appropriate incentive mechanisms for pharmaceutical companies should be applied towards the eradication and elimination of NIDs.
Anatomical therapeutic chemical classification system
WHO model list of essential medicines for children
United States Food and Drug Administration
Grading of Recommendations Assessment, Development and Evaluation
International conference on harmonisation of technical requirements for registration of pharmaceuticals for human use
Low- and middle-income countries
Neglected infectious diseases
Pharmaceutical and Medical Devices Agency
World Health Organization
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This study was supported by a Grant-in-Aid for Scientific Research (C) (24590619; Shimazawa, 26460604; Ikeda) from the Japan Society for the Promotion of Science. The Japan Society for the Promotion of Science had no role in the design and conduct of the study; collection, management, analysis, and interpretation of the data; preparation, review, or approval of the manuscript; or the decision to submit the manuscript for publication.
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All data generated or analysed during this study are included in this published article and its supplementary information files.
MI conceived the original study idea, gathered data on approval status, conducted statistical analyses, and produced the initial draft of the paper. RS contributed to the development of the study design and methods, gathered data on supporting evidence, and provided critical revision of the initial draft of the manuscript. RS and MI provided interpretation of the study findings, and read and approved the final version of the manuscript. All authors had full access to all of the study data and take responsibility for the integrity of the data and the accuracy of the analysis. MI is the guarantor.
The authors declare that they have no competing interests.
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Additional file 1:
Approval status in the United States, United Kingdom, and Japan and supporting evidence for medicines on the 5th WHO Model List of Essential Medicines for Children. (XLSX 33 kb)
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Shimazawa, R., Ikeda, M. Approval status and evidence for WHO essential medicines for children in the United States, United Kingdom, and Japan: a cross-sectional study. J of Pharm Policy and Pract 10, 4 (2017). https://doi.org/10.1186/s40545-016-0094-2
- Drug approval
- Essential medicines list
- Neglected infectious diseases